The Securities and Exchange Commission probe into whether Kraken offered unregistered securities is at an advanced stage and could lead to a settlement in coming days, said the person, who asked ...

But Facebook whistleblower Frances Haugen’s strategy of turning to the Securities and Exchange Commission may represent the most potent threat to the company, experts in securities law said.

WeWork is drawing scrutiny from the U.S. Securities and Exchange Commission over whether the co-working company violated financial rules in the run-up to its failed initial public offering ...

Years of study produce a National Market System Consolidated Audit Trail proposal that still can't draw the SEC's full support. ... On July 11, 2012, the Securities and Exchange Commission ...

The Securities and Exchange Commission, Wall Street’s primary regulator, alleges the company acted in “blatant disregard” of US securities laws. It also named Binance’s CEO Changpeng Zhao ...

A pair of whistleblower complaints filed with the Securities and Exchange Commission this month allege Facebook misled investors about its efforts to combat climate change and covid-19 ...

The Securities and Exchange Commission (SEC) is launching five new digital services that will make company registration more efficient and promote data sharing for enhanced tax administration. The ...