Under the second Trump administration, the Securities and Exchange Commission (SEC) is likely to see broad changes in regulatory and ...

The SEC’s recent proposals on outsourcing and custody rules for RIAs may be retracted or delayed when Trump returns to the ...

Donald Trump’s election win means the almost certain end of Gary Gensler’s leadership of the Securities and Exchange ...

The Director-General, Securities and Exchange Commission, Dr Emomotimi Agama, and former lawmaker, Felix Bajomo, were among ...

The SEC is gearing up for what could be a continued surge of corporate requests to keep certain shareholder proposals out of ...

One of the best ways a fund manager can prepare for a possible exam and avoid enforcement risk is by developing a comprehensive understanding of the SEC’s exam and enforcement priorities. To help sort ...

President-elect Donald Trump appears to be planning to put pro-crypto candidates in place across major federal financial ...

Swedish buy now, pay later (BNPL) startup Klarna is on its way to becoming a public company. The fintech said on Wednesday ...

Robinhood pared back its crypto listings amid an industry-wide crackdown last year, but it's brought a couple back—along with ...

A former examiner and senior banking supervisor at the Federal Reserve Bank of Richmond illegally traded using nonpublic ...

The Japanese crypto exchange Coincheck is nearing a NASDAQ listing after obtaining US Securities and Exchange Commission (SEC ...