JD Supra6h
Deadline Approaches for RIAs to Adopt AML Programs CIP Requirements Remain in Limbo
On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) adopted a final rule that subjects investment advisers to the ...
JD Supra7h
FinCEN Issues Further Guidance on Pausing CTA Compliance in Response to Supreme Court Ruling
Update: On January 24, FinCEN published updated reporting guidance in which it announced that reporting companies are not ...
The National Law Review8h
SEC and CFTC Extend Compliance Date for Form PF Amendments
On January 29, 2025, the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (together, the ...
Your tax return could be 'flagged for audit' without these key forms, experts say
The agency has “very sophisticated software” that compares information returns to what’s reported on your filing.
If you see ‘1099’ on a piece of mail and just shove it into a folder, you’re missing out on valuable knowledge
If you see “1099” on a piece of mail and just shove it into a folder, you’re missing out on valuable information.
Pensions&Investments11h
SEC, CFTC extend compliance date of amended reporting requirements for private funds
On Jan. 29, the SEC and CFTC delayed the compliance date for the amendments to June 12 — a three-month extension from the ...
Don't let tax forms scare you: How to read your investment statements like a pro.
It's never on anyone's to-do list to carefully look at all the statements they're receiving. Most tax filers either hand those documents over to a professional or, if they are do-it-yourselfers, ...