The reason, he said, is a law that dates back to the Depression. Under the securities legislation, Bitcoin doesn’t qualify for SEC oversight — which includes investor disclosure — because it ...

A California judge threw out one of Kraken’s key defenses in a suit launched by the SEC which argued the agency can’t ...

Whether the SEC is correct is a question that will be resolved through litigation; for now, its theory of liability keeps ...

His firm was a big promoter of Ether and Ethereum, and those are some of the circumstances that caused us to request the inspector general investigation,” Tristan Leavitt, the president of Empower ...

Now, some states, nonprofits and industry participants have begun to proactively file lawsuits against the SEC seeking injunctive and other relief relating to a host of securities-related issues.

Quick Take: The staff of the Division of Investment Management (Staff) of the SEC recently issued responses ... such as state law or the fund’s charter or by-laws, would require shareholder ...

The group led by Commissioner Hester Peirce will take input from within and outside the agency to create a clear regulatory framework for crypto assets.

Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission ... for at least 392 million transactions. Issues concerning timely reporting of suspicious ...

The Staff of the US Securities and Exchange Commission has issued FAQs regarding recent amendments to Rule 35d-1 (often referred to as the Names Rule) under the Investment Company Act of 1940.