EP Wealth Advisors, a fee-only registered investment adviser and financial planning firm, has named Jorge Bernal as its chief ...

The Torrance, California-based RIA's C-suite hire brings more than 30 years' leadership experience, including at Goldman ...

The Sutherland Investment Group, an advisory team with $1 bullion in Assets under Administration in Ottawa, On. has announced ...

The Barron’s Hall of Fame advisor recently merged her 38-year Ameriprise practice into Rise Private Wealth Management.

Canaccord Genuity Wealth Management has taken yet another piece of CIBC Woody Gundy’s pie with the acquisition of an Ottawa-based advisory team that manages $1-billion worth of client assets. The ...

The broker-dealer giant's latest partner in Florida represents 125,000 members with over $2.8 billion in assets.

Nicholas Takahashi and his team managed about $1.3 billion when it left the wirehouse earlier this year, but Morgan Stanley alleged the rep was breaking his non-solicitation vows.

The company’s project-by-project approach has resulted in gains for investors over the years and the trend is continuing in ...

Morgan Stanley and Edward Jones meanwhile are giving their advisors new stomping ground in midtown Manhattan offices.

This article highlights 2024's most promising fintech brands and visionary leaders, showcasing their transformative impact on ...

Larry Fink turned to big deals to get BlackRock Inc. out in front of a decade of money gushing into index funds. Now he’s ...

After his 2016 election, Trump tapped Wall Street raider Carl Icahn as a "regulatory reform" adviser. He soon quit under a ...