JD Supra15h
Deadline Approaches for RIAs to Adopt AML Programs CIP Requirements Remain in Limbo
On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) adopted a final rule that subjects investment advisers to the ...
JD Supra16h
FinCEN Issues Further Guidance on Pausing CTA Compliance in Response to Supreme Court Ruling
Update: On January 24, FinCEN published updated reporting guidance in which it announced that reporting companies are not ...
The National Law Review17h
SEC and CFTC Extend Compliance Date for Form PF Amendments
On January 29, 2025, the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (together, the ...
If you see ‘1099’ on a piece of mail and just shove it into a folder, you’re missing out on valuable knowledge
It’s never on anyone’s to-do list to carefully look at all the statements they’re receiving. Most tax filers either hand ...
Pensions&Investments20h
SEC, CFTC extend compliance date of amended reporting requirements for private funds
On Jan. 29, the SEC and CFTC delayed the compliance date for the amendments to June 12 — a three-month extension from the ...
Don't let tax forms scare you: How to read your investment statements like a pro.
It's never on anyone's to-do list to carefully look at all the statements they're receiving. Most tax filers either hand those documents over to a professional or, if they are do-it-yourselfers, ...
Explained: The political history of Delhi
For 37 years, from 1956 to 1993, Delhi did not have a legislative Assembly. The national capital nonetheless has had a colourful political history with its eight Chief Ministers coming from three ...