In what sounded awfully close to a farewell speech, Gensler made only passing reference to his most controversial disclosure ...

Discover Financial Services (DFS) will miss the filing deadline for its third-quarter Form10-Q due to a disagreement with SEC ...

Crypto.com has bought Fintek Securities, a brokerage outfit licensed in Australia, and will help the exchange expand its ...

The SEC is gearing up for what could be a continued surge of corporate requests to keep certain shareholder proposals out of ...

Under the second Trump administration, the Securities and Exchange Commission (SEC) is likely to see broad changes in regulatory and ...

In light of Donald Trump’s recent presidential election victory, various regulatory and enforcement priorities at the Securities and Exchange Commission (SEC) are likely to change. These include swing ...

Donald Trump has not yet announced his pick for SEC Chair but suggested that any officials should be appointed during a ...

Cryptocurrency, shareholder democracy, and the role of courts in regulating markets were just a few of the topics covered when Gary Gensler, chairman of the Securities and Exchange Commission (SEC), ...

Donald Trump’s election win means the almost certain end of Gary Gensler’s leadership of the Securities and Exchange ...

A Massachusetts financial advisor also licensed as an insurance agent is asking a judge to force the Securities and Exchange Commission to explain its stance on commission payments. In March 2023 ...

From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...