SEC wins in killing Kraken’s major questions doctrine defense
A California judge threw out one of Kraken’s key defenses in a suit launched by the SEC which argued the agency can’t ...
USA Today27d
SEC and its Dear Leader should accept reality: League no longer rules college football
The time has come for the SEC’s fans, its media machine and especially its commissioner to fess up to the reality that has simmered under the surface this entire college football season.
JD Supra3d
SEC Staff Issues New Names Rule FAQs
Quick Take: The staff of the Division of Investment Management (Staff) of the SEC recently issued responses ... such as state law or the fund’s charter or by-laws, would require shareholder ...
JD Supra14d
SEC Staff Issues Names Rule FAQs
The Staff of the US Securities and Exchange Commission has issued FAQs regarding recent amendments to Rule 35d-1 (often referred to as the Names Rule) under the Investment Company Act of 1940.