The reason, he said, is a law that dates back to the Depression. Under the securities legislation, Bitcoin doesn’t qualify for SEC oversight — which includes investor disclosure — because it ...

A California judge threw out one of Kraken’s key defenses in a suit launched by the SEC which argued the agency can’t ...

Coinbase, Inc. (Coinbase) and other crypto market participants may finally get an answer for why the Securities ...

His firm was a big promoter of Ether and Ethereum, and those are some of the circumstances that caused us to request the inspector general investigation,” Tristan Leavitt, the president of Empower ...

Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

Paul Grewal noted that this case is just one of several cases in which these issues will be front and ... in its petition that the existing securities law framework failed to account for ...

Now, some states, nonprofits and industry participants have begun to proactively file lawsuits against the SEC seeking injunctive and other relief relating to a host of securities-related issues.

Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission ... for at least 392 million transactions. Issues concerning timely reporting of suspicious ...

The Staff of the US Securities and Exchange Commission has issued FAQs regarding recent amendments to Rule 35d-1 (often referred to as the Names Rule) under the Investment Company Act of 1940.