how the Commission will interpret and implement the provisions of section 4c(a)(5) relating to disruptive practices. The comment period closes 60 days from publication in the Federal …
SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64926; File No. 4-635] Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by …
COMMODITY FUTURES TRADING COMMISSION 17 CFR Chapter I RIN 3038-AF31 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 [Release No. IA …
The Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission (the “SEC” and, together with the CFTC, the “Commissions”) are reopening the …
Issues (the "Committee") for consideration by the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC," and collectively the …
share definition lists by name certain precious metals commodity-based ETFs for which OCC can provide clearance and settlement services on related options and security futures contracts. …
This is a report of the findings by the staff s of the U.S. Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission. The Commissions have expressed no …
Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Request for Comments. SUMMARY: The Dodd-Frank Wall Street Reform and Consumer …
Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) (collectively, “the Commissions”), in consultation with the Board of Governors of the Federal …
Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (collectively, the “Commissions”), in consultation with the Board of Governors of the …