Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …

6 days ago · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect …

Jan 16, 2025 · A compilation of Securities Act registration statements and post-effective amendments that were declared effective on the most recently completed business day.

Aug 2, 2024 · Securities and Exchange Commission today proposed joint data standards under the Financial Data Transparency Act of 2022 that would establish technical standards for data …

We protect investors by vigorously enforcing the federal securities laws to ensure truth and fairness. We deter misconduct, hold wrongdoers accountable, and provide resources to help …

Nov 15, 2024 · For 90 years, the federal securities laws and our work to oversee them have played a crucial role for the public both in good times and in times of stress. The core …

5 days ago · The Division of Trading and Markets regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, …

The office manages external communications, media relations, internal communications, public engagement, digital engagement, speechwriting, and SEC.gov —which received more than …

Nov 21, 2024 · The Securities and Exchange Commission today announced that its 33rd Chair, Gary Gensler, will step down from the Commission effective at 12:00 pm on January 20, 2025. …

Oct 1, 2024 · This document describes the U.S. Securities and Exchange Commission’s (SEC) plan for operating in the event of a lapse in appropriations that results in an SEC shutdown …