Press Releases - SEC.gov
Dec 20, 2024 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
Newsroom - SEC.gov
Dec 20, 2024 · The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable and accountable to taxpayers and employees alike.
SEC Chair Gary Gensler will step down Jan. 20, make way for …
Nov 21, 2024 · Securities and Exchange Commission Chair Gary Gensler will resign on Jan. 20, the agency announced Thursday, paving the way for President-elect Donald Trump to immediately select a replacement.
Supreme Court knocks down Wall Street regulator’s in-house courts
Jun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a...
The SEC’s reality check: Playoff woes indicate college football has ...
13 hours ago · The mighty have fallen. The SEC’s reign is over. Let the world outside the South rejoice in anti-Dixieland delight. Some of it may be overboard, dancing on the grave of a not-dead patient by SEC ...
SEC Writes Off $10 Billion in Fines It Can’t Collect
The SEC has faced political pressure since the 2008-09 financial crisis to extract higher penalties. Photo: Tierney L. Cross/Bloomberg News
Trump's SEC pick offers stark new reality for Wall Street: easier ...
Dec 5, 2024 · In choosing Atkins — a former SEC commissioner and one of the most influential voices on financial policy — to become the top U.S. markets regulator, President-elect Donald Trump is turning to a...
SEC - Latest News and breaking headlines - Benzinga
The SEC set a record by collecting $8.2 billion in financial penalties for fiscal year 2024, driven largely by a settlement with Terraform Labs, despite a 26% decline in enforcement actions.
SEC Expected to Focus on Fraud Enforcement Fundamentals in 2025
17 hours ago · The SEC, in a Nov. 22 report on enforcement results for fiscal year 2024, touted 583 enforcement actions—a 26% decline from 2023—and a financial remedies totaling a record $8.2 billion. It listed initiatives in a variety of areas, including recordkeeping cases about “off-channel,” or personal device, communications—pulling in more ...
SEC.gov | Twenty-Six Firms to Pay More Than $390 Million …
Aug 14, 2024 · The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.